International Security and Missile Defense

Frank A. Rose
Deputy Assistant Secretary, Bureau of Arms Control, Verification and Compliance
University of Warsaw
Warsaw, Poland
November 19, 2014

As prepared

Date: 11/19/2014 Description: Deputy Assistant Secretary of State Frank Rose addresses students at Warsaw University in Warsaw, Poland - State Dept Image

Thank you for that kind introduction, and thanks for having me here today.

At the State Department, I am responsible for overseeing a wide range of defense issues, including missile defense policy. In this capacity, I served as the lead U.S. negotiator for the missile defense bases in Romania, Turkey, and Poland.

So I’m pleased to be here today to discuss international security and missile defense. In my remarks, I would like to discuss three key issues:

First, the United States’ commitment to ballistic missile defense (BMD) and the Fiscal Year 2015 missile defense budget request;

Second, the significant progress that has been made in implementing the European Phased Adaptive Approach (EPAA) over the past year; and;

Third, cooperation on missile defense with allies and partners outside of Europe.

2015 Budget

The United States and NATO are committed to establishing ever more capable missile defenses to address the ballistic missile threat to Europe.

As U.S. Secretary of Defense Chuck Hagel noted in March 2013, the U.S. commitment to NATO missile defense and the sites in Romania and Poland remains “ironclad.”

On March 4, 2014, President Obama released his Fiscal Year 2015 budget submission that aligns defense program priorities and resources with the 2014 Quadrennial Defense Review (QDR).

Let me highlight a couple of key issues that you may find of interest:

Overall, the budget request provides $8.5 billion for missile defense, including $7.5 billion for the Missile Defense Agency.

With regard to U.S. homeland defense provides funding to increase the number of long-range missile defense interceptors deployed in Alaska and California 30 to 44 by 2017.

It also funds a number of other programs to enhance the long-range system such as a new kill vehicle and new long-range discrimination radar.

With regard to regional missile defense, the budget continues funding to complete work on the missile defense base at Devesulu in Romania and provides additional funding ($225.7 million) for the missile defense base in Poland.

The request also includes $435.4 million for the procurement of SM-3 Block IB interceptors and $263.9 for continued development of the longer-range SM-3 Block IIA interceptor.

The fact that the United States continues to devote such significant resources to the missile defense program is a clear signal of the importance the U.S. places on the program, including the sites in Romania and Poland.

European Phased Adaptive Approach

Let me now take a few moments to discuss where we are with regard to implementation of the President’s European Phased Adaptive Approach (EPAA) to missile defense.

In 2009, the President announced that the EPAA would “provide stronger, smarter, and swifter defenses of American forces and America's Allies,” while relying on “capabilities that are proven and cost-effective.”

Since then, we have been working hard to implement his vision. As you know, we have made great progress.

EPAA Phase 1 gained its first operational elements in 2011 with the start of a sustained deployment of an Aegis BMD-capable multi-role ship to the Mediterranean and the deployment of an AN/TPY-2 radar in Turkey.

With the declaration of Interim BMD Capability at the NATO Summit in Chicago in May 2012, this radar transitioned to NATO operational control.

Demonstrating its commitment to NATO collective defense, Spain agreed in 2011 to host four U.S. Aegis BMD-capable ships at the existing naval facility at Rota as a Spanish contribution to NATO missile defense.

In February 2014, the first of four missile defense-capable Aegis ships, the USS DONALD COOK, arrived in Rota, Spain. Over the next 18 months, three more of these multi-mission ships will deploy to Rota.

These multi-mission ships will conduct maritime security operations, humanitarian missions, bilateral and multilateral training exercises, and support U.S. and NATO operations, including NATO missile defense.

Stationing these naval assets in Spain places them in a position to maximize their operational flexibility for missions in the Atlantic and Mediterranean.

With regard to Phase 2, as you know, we have an agreement with Romania, ratified in December of 2011, to host a U.S. land-based SM-3 interceptor site beginning in the 2015 timeframe.

We greatly appreciate Romania’s active role in preparing for the construction of the missile defense facility at the Romanian Deveselu Military Base.

The Romanian prompt whole-of-government support for the timely completion of the implementing arrangements and Romania’s provision of security and its infrastructure efforts have been superb.

In October 2013, I had the honor of attending the ground-breaking ceremony at Deveselu Air Base to commemorate the start of the construction at the site.

And just over a month ago in early October, the U.S. Navy held a historic naval support facility establishment ceremony at the MD facility on Romania’s Deveselu Base. This ceremony established the naval facility and installed its first U.S. commander. We view this as the first step in transitioning the facility from a construction site to the site of operations sometime next year.

When operational, this site, combined with BMD-capable ships in the Mediterranean, will enhance coverage of NATO from short- and medium-range ballistic missiles launched from the Middle East.

I also had the opportunity last year to visit the Lockheed-Martin facility in Moorestown, New Jersey, where they build the Aegis Ashore deck house and components destined for Romania.

We remain on schedule for deploying the system to Romania, with the site becoming operational in 2015.

And finally there is Phase 3.

This phase includes an Aegis Ashore site in Poland equipped with the new SM-3 Block IIA interceptor, per the Ballistic Missile Defense agreement between the United States and Poland that entered into force in September 2011.

This site is on schedule for deployment in the 2018 time frame. The interceptor site in Poland is key to the EPAA: When combined with other EPAA assets, Phase 3 will provide the necessary capabilities to provide ballistic missile defense coverage of all NATO European territory in the 2018 time frame.

So, as you can see, we are continuing to implement the President’s vision for stronger, smarter and swifter missile defenses.

NATO Cooperation

At the Lisbon Summit in 2010, NATO Heads of State and Government agreed that the Alliance would develop a missile defense capability to protect Alliance territory, populations, and forces from ballistic missile attack.

At the Chicago and Wales Summits, Allied Heads of State and Government noted the potential opportunities for using synergies in planning, development, procurement, and deployment.

We need to take full advantage of this opportunity, whether bilaterally or multilaterally, within or outside of NATO.

There are several approaches Allies can take to make important and valuable contributions to NATO BMD.

First, Allies can acquire fully capable BMD systems possessing sensor, shooter and command and control capabilities.

Second, Allies can acquire new sensors or upgrade existing ones to provide a key BMD capability.

Finally, Allies can contribute to NATO’s BMD capability by providing essential basing support, such as Turkey, Romania, Poland, and Spain have agreed to do.

In all of these approaches, however, the most critical requirement is NATO interoperability.

Yes, acquiring a BMD capability is, of course, good in and of itself.

But if the capability is not interoperable with the Alliance then its value as a contribution to Alliance deterrence and defense is significantly diminished.

It is only through interoperability that the Alliance can gain the synergistic effects from BMD cooperation that enhance the effectiveness of NATO BMD through shared battle-space awareness and reduced interceptor wastage.

Missile Defense Developments in Other Regions

The United States, in consultation with our allies and partners, is continuing to bolster missile defenses in other key regions, such as the Middle East and the Asia-Pacific, in order to strengthen regional deterrence architectures.

As with Europe, we are tailoring our approaches to the Middle East and the Asia-Pacific so that they reflect the unique deterrence and defense requirements of each region.

In the Middle East, we are already cooperating with our key partners bilaterally and multilaterally through venues such as the recently established U.S.-Gulf Cooperation Council (GCC) Strategic Cooperation Forum.

At the September 26, 2013, Strategic Cooperation Forum (SCF), Secretary Kerry and his Foreign Ministry counterparts reaffirmed their intent, first stated at the September 28, 2012, SCF, to “work toward enhanced U.S.-GCC coordination on Ballistic Missile Defense.”

Speaking on December 7, 2013, at the Manama Dialogue, Secretary Hagel announced several initiatives, one of which was that the “DoD will work with the GCC on better integration of GCC members’ missile defense capabilities.”

Several of our partners in the region have expressed an interest in buying missile defense systems, and some have already done so. For example, the UAE has contracted to buy two THAAD batteries that, when operational, will enhance the UAE’s security as well as regional stability.

The UAE also has taken delivery of its Patriot PAC-3 batteries, which provide a lower-tier, point defense of critical national assets. We look forward to advancing cooperation and interoperability with our GCC partners in the years ahead.

Additionally and separately, we are continuing our long-standing and robust cooperation with Israel on missile defense on key systems such as Arrow 3, David’s Sling, and Iron Dome.

In the Asia-Pacific, we are continuing to cooperate through our bilateral alliances and key partnerships.

For example, the United States and Japan already are working closely together to develop an advanced interceptor known as the SM-3 Block IIA and deployment of a second AN/TPY-2 radar to Japan, while continuing to work on enhancing interoperability between U.S. and Japanese forces.

As a result of U.S.-Australia Foreign and Defense ministerial consultations this year, the United States and Australia are establishing a bilateral BMD Working Group to examine options for potential Australian contributions to BMD in the Asia-Pacific region.

Additionally, we are also continuing to consult closely with the Republic of Korea (ROK) as it develops the Korean Air and Missile Defense system, which is designed to defend the ROK against air and missile threats from North Korea.

No Constraints

Let me say a few things about missile defense and Russia.

With regard to where things stand today regarding our discussions on missile defense, Russia’s intervention into the crisis in Ukraine, in violation of international law, has led to the suspension of our military-to-military dialogue, and we are not currently engaging Russia on the topic of missile defense.

Prior to the suspension of our dialogue, Russia continued to demand that the United States provide it “legally binding” guarantees that our missile defense will not harm/diminish its strategic nuclear deterrent.

We have made clear to the Russians that EPAA is not directed toward Russia and that we cannot and will not accept legally-binding constraints that limit our ability to defend ourselves, our allies, and our partners.

As Secretary Hagel’s March 2013 BMD announcement makes clear, the United States must have the flexibility to respond to evolving ballistic missile threats, without obligations that limit our BMD capabilities.


Let me conclude by saying that we have made a great deal of progress on missile defense over the past several years.

Implementation of the EPAA and NATO missile defense is going well. For example, we broke ground on the missile defense site at Devesulu last October and are on schedule for the base to become operational in 2015.

Additionally, Congress has continued to provide sufficient funding for the missile defense program, even in these challenging times.

The United States looks forward to continuing to work with our allies and friends around to world – and especially Poland – to improve our collective security.

Thank you, and I look forward to your questions.